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Pilot Mediation Program in UK Using Sitting Judges Fails

The UK magazine The Lawyer reports that a pilot program in the UK’s Technology and Construction Court in which sitting judges mediated the cases before them is headed for failure. The program was created in 2006 over the objections of solicitors, barristers and mediators, who described it as a “‘terrible idea’ that is not in the public interest.”

The practitioners who appeared before the court feared that the program would “damage the reputation of the court both in mediation and in its routine work as a tribunal evaluating the legal rights of the parties,” even though the judges received additional ADR training. Most felt that dispute resolution should be left to the professionals, and after a year, they appear to have been correct. An interim report on the two-year pilot scheme showed “no interest from litigants.” The study further showed that of the nearly one-third of disputes that settled as a result of mediation used a barrister as the mediator.

As an ADR professional, I hate to see programs such as this fail, but in this case, I can understand why. It is my understanding that in English civil courts, in general, and in the Technology and Construction Court, specifically, the judge renders the verdict. Having been a litigator and a participant in a number of mediations, I can understand the reluctance to use as a mediator the very person who may later sit in judgment of your case.

Mediation is a confidential process through which the parties are encouraged to share with the mediator their interests and needs, which they may not have communicated to anyone prior. Parties are also encouraged to think creatively about a solution which may not coincide with their legal rights. These positions are never shared with the trial judge. I imagine it would be hard to look your judge in the face and say, “Well, we know we have some weaknesses in our case, so we are willing to compromise,” and expect him to set aside that knowledge if the matter doesn’t settle and later goes to trial. To borrow phrase used in just about every courtroom drama, you can’t un-ring a bell. As one solicitor said, “People like judges to be judges, as that’s what they’re good at.” The Technology and Construction Court will hopefully learn from this and restructure the program.

26 Jun 07 | Mediation

2 Responses to “Pilot Mediation Program in UK Using Sitting Judges Fails”

  1. Optimist | June 27th, 2007 at 7:35 pm

    You are right that a Judge will usually render the verdict at a trial. My understanding is that any Judge hearing a mediation or pseudo mediation hearing will not in fact then be eligible to hear the final hearing. Here in the UK it is quite normal for a different judge to hear a case at each stage of the process.

    In the UK matrimonial process for example we have a Financial Dispute Resolution (FDR) hearing where we are expected to table all without prejudice proposals and set aside adopted positions to explore terms of settlement.

    The judge who hears the FDR is then debarred from the final hearing and if no deal is reached, all correspondence detailing terms of settlement is removed from the file. This is not a mediation though. A judge will pretty much say “I think party A is about right” or might go so far as to say “What about if you shifted your position a bit by offering x, y or z”

    I think the greatest problem was just in expecting a judge to have mediation skills. There is the power or narrative issue as well. If you put me in front of a judge then I see a judge, regardless of what you call the specific hearing I am at.

    Kind regards

  2. Christopher Annunziata | June 27th, 2007 at 8:38 pm

    Optimist:

    Thank you for clarifying that point of English law for us. It would make more sense to operate the system as you described.

    Given that point, I am inclined to agree with you that the problem may have been that the judges did not have the proper mediation skills, or that the parties could not view the judge as anything but.

    Here in the US, we have lots of former judges who mediate cases, but they are typically retired. It is very rare to see a sitting judge act as mediator. They may hold “settlement conferences,” but that is more like the FDR process you describe – the judge uses the weight of his authority to more forcibly coax a compromised position.

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©2007-08 Christopher K. Annunziata Legal Disclaimer: The material on this blog is provided for informational purposes only. It should not be construed as legal advice or as creating an attorney-client relationship. If you have a legal question, please consult a licensed attorney in your state.

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